Why IULs are Failing for Thousands of Policyholders

Indexed Universal Life (IUL) policies are being marketed across the country as a revolutionary way to achieve tax-free retirement income, with promises of:

  • Market upside with no downside
  • No more taxes on your income
  • Only paying premiums for a few years
  • “Private Roth alternatives” that the wealthy use

But for thousands of professionals, business owners, and retirees, the reality has been quite different. When the dust settles, many are left with collapsing policies, surprise premium demands, and massive loan balances they never expected.

At RP Legal LLC, we have handled hundreds of cases where clients were misled into believing an IUL was a safe and tax-free retirement strategy. In reality, the structure was flawed from the beginning.

What You Were Told: The Typical IUL Retirement Sales Pitch

If this sounds familiar, you may have been misled:

  • “You only pay for 5–7 years, then the policy pays for itself.”
  • “You’ll borrow against your cash value tax-free for life.”
  • “Your income will be guaranteed.”
  • “Even if the market drops, your policy won’t lose value.”
  • “This is like a private Roth IRA with no contribution limits.”

These phrases are almost always tied to misrepresented illustrations and unrealistic assumptions about the policy’s performance, expenses, and sustainability.

What You Were NOT Told: The Hidden Risks and Costs

1. The Income Is Not Tax-Free – It’s a Loan

The “income” you receive from your IUL isn’t tax-free retirement income. It’s a loan against your own cash value. And those loans:

  • Accrue interest
  • Reduce your cash value
  • Can spiral out of control over time

2. The Policy Doesn’t “Pay for Itself”

The idea that you’ll only pay premiums for 5–7 years is only true if the policy performs perfectly—which rarely happens. Declining cap rates, rising cost of insurance, and poor market index performance often lead to underfunded policies that require additional contributions later.

We’ve seen countless cases where policyholders receive premium notices years after they thought they were done, threatening lapse unless tens or hundreds of thousands more are paid in.

3. If It Lapses, You Could Owe Taxes

Once loans accumulate, a policy lapse triggers taxation on the entire gain—even if you never received that money in cash. We’ve seen:

  • Tax bills in the six-figure range
  • Policies lapse in clients’ 70s or 80s
  • No remaining cash value and no death benefit

4. The Illustrations Were Built on Fantasy

Agents often present glossy charts showing:

  • Steady 6–7% growth
  • Fixed cap rates
  • No loan interest problems
  • Constant insurance costs

In reality:

  • Cap rates have declined drastically
  • Index performance is volatile
  • Loan interest grows rapidly
  • COI increases with age

These assumptions rarely hold up, and policies quickly become unstable.

Why These Sales May Be Misrepresentation or Fraud

The pitch may have sounded like financial planning. But in reality, most of these IUL strategies were designed to sell insurance policies, not create reliable income streams.

We’ve uncovered patterns of:

  • False guarantees of performance
  • Premium funding periods being downplayed
  • Loan risks never explained
  • Misuse of Section 7702 to imply legal tax shelters
  • Fiduciary-like language from agents with no fiduciary duty

If your agent told you the policy would replace your retirement plan, pay for itself, or provide guaranteed income for life, you may have been misled.

You Are Not Alone. RP Legal LLC Can Help.

We’ve recovered losses for clients across the country who were sold these policies under false or misleading pretenses. Our firm has:

  • Litigated against major IUL insurers
  • Won a major trial verdict against a national IUL provider
  • Handled over 400 IUL misrepresentation cases
  • Recovered tens of millions for clients

We understand the illustrations, the mechanics, and the lies that made these products seem safe.

What To Do If You Were Sold a “Tax-Free Retirement” IUL

  1. Request a Free Policy Review – We’ll analyze your original illustration, policy structure, funding timeline, and loan mechanics.
  2. Understand Your Rights – You may be entitled to rescission, damages, or a settlement based on how the policy was presented to you.
  3. Act Before It Lapses – If your policy is under pressure now, or if you’re seeing premium demands you didn’t expect, contact us immediately.

This Is Not Retirement Planning. This Is Insurance Sales Disguised as Wealth Strategy.

If you were promised lifetime tax-free income in exchange for just a few years of premiums, it’s time to find out whether your retirement strategy was actually a sales pitch in disguise.

RP Legal LLC is leading the fight to hold insurers and advisors accountable. Let us help you recover what was promised. Request a free consultation today.

Last Updated: 08-06-2025

Case Results Our Record Speaks For Itself
Recoveries for Victims of IUL and FIP Investment Fraud
$10,000,000

RP Legal LLC has recovered over tens of millions of dollars for victims in these cases.
Learn more

Jury Verdict for Failed IUL Retirement Strategy
$1,500,000

A jury awarded $1,526,156.54 for our client, ruling against Pacific Life Insurance Company.

Learn more

Featured on InsuranceNewsNet
LEADERSHIP

Robert Rikard, founding attorney of RP Legal LLC, was recently featured in a nationally recognized insurance publication.

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Any result the lawyer or law firm may have achieved on behalf of clients in other matters does not necessarily indicate similar results can be obtained for other clients.

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