RP Legal LLC Attorneys
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Investment Fraud News
RP Legal LLC Featured for Their Work Recovering Millions for Investment Fraud Victims
Hundreds of people around the country fell victim to an investment fraud scheme that used Indexed Universal Life “IUL” insurance...
Aftermath of High-Profile Investment Fraud Case Includes Seizing Assets
Federal authorities have seized nearly $320,000 and two vehicles from Black Harbor Wealth Management founder Chris Dixon and his wife...
Can You Sue Your Financial Advisor or Broker for Losses?
When a broker or investment advisor costs you money, you have the legal right and ability to take action. However,...
Examples of Selling Away to Watch For
Brokers are only allowed to sell you securities that their firm offers. Some brokers may offer you investments not offered...
Can a Stockbroker Steal Your Money?
The answer to whether a stockbroker can steal your money is an emphatic no. There are times when brokers may...
Guide to FINRA’s Discovery Process
Your brokerage agreement requires you to go through the arbitration process to get compensation from your broker for misconduct. Although...
Does FINRA Regulate Cryptocurrency?
Since there is a lot of money to be made in cryptocurrency, broker-dealers have used less than wholesome tactics. Young...
Solicited vs. Unsolicited Trades
If your broker has contacted you to recommend a transaction or to get you to place a trade, it is...
What to Do If You’re a Victim of Investment Fraud
If you have been victimized by investment fraud, you are not powerless. As the victim of investment fraud, you have...
Discretionary vs. Non-Discretionary Investment Accounts
When you open your account with your broker, you will decide whether you want to choose your own trades, or...